1 |
The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
CUSIP No. 66737P105 |
13G |
Page 2 of 6 Pages |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES
ONLY) Medarex, Inc. (22-2822175) |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) ¨ (b) þ |
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3 |
SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OR ORGANIZATION New
Jersey |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER 2,800,000 | ||
6 |
SHARED VOTING POWER | |||
7 |
SOLE DISPOSITIVE POWER 2,800,000 | |||
8 |
SHARED DISPOSITIVE POWER | |||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,800,000 |
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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¨ |
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.7% |
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12 |
TYPE OF REPORTING PERSON* CO |
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Item 1(a). |
Name of Issuer: | |
Northwest Biotherapeutics, Inc. | ||
Item 1(b). |
Address of Issuers Principal Executive Offices: | |
21720 23rd Drive SE Suite 100 Bothell, Washington 98021 | ||
Item 2(a). |
Name of Person Filing: | |
Medarex, Inc. | ||
Item 2(b). |
Address of Principal Business Office or, if none, Residence: | |
707 State Road Suite 206 Princeton, NJ 08540 | ||
Item 2(c). |
Citizenship: | |
New Jersey | ||
Item 2(d). |
Title of Class of Securities: | |
Common Stock, $ .001 par value | ||
Item 2(e). |
CUSIP Number: | |
66737P105 | ||
Item 3. |
If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
(a) |
¨ |
Broker or dealer registered under Section 15 of the Exchange Act; | ||
(b) |
¨ |
Bank as defined in Section 3 (a) (6) of the Exchange Act; | ||
(c) |
¨ |
Insurance company as defined in Section 3 (a) (19) of the Exchange Act; | ||
(d) |
¨ |
Investment company registered under Section 8 of the Investment Company Act; | ||
(e) |
¨ |
An Investment Adviser in accordance with Rule 13d-1 (b) (1) (ii) (E); |
(f) |
¨ |
An employee benefit plan or endowment fund in accordance with Rule 13d-1 (b) (1) (ii) (F); | ||
(g) |
¨ |
A parent holding company or control person in accordance with Rule 13d-1 (b) (ii) (G); | ||
(h) |
¨ |
A savings association as defined in Section 3 (b) of the Federal Deposit Insurance Act; | ||
(i) |
¨ |
A church plan that is excluded from the definition of an investment company under Section 3 (c) (14) of the Investment Company Act; | ||
(j) |
¨ |
Group, in accordance with Rule 13d-1 (b) (1) (ii) (J) |
Item 4. |
Ownership. |
(a) |
Amount Beneficially Owned: |
2,800,000 | ||
(b) |
Percent of Class: |
14.7% | ||
(c) |
Number of shares as to which such person has: |
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(i) sole power to vote or to direct the vote: |
2,800,000 | |||
(ii) shared power to vote or direct the vote: |
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(iii) sole power to dispose or to direct the disposition of: |
2,800,000 | |||
(iv) shared power to dispose or to direct the disposition of: |
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Item 5. |
Ownership of Five Percent or Less of a Class. | |
Not applicable | ||
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. | |
Not applicable | ||
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | |
Not applicable |
Item 8. |
Identification and Classification of Members of the Group. | |
Not applicable | ||
Item 9. |
Notice of Dissolution of Group. | |
Not applicable | ||
Item 10. |
Certifications. | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or
effect. |
December 17, 2002 (Date) |
/s/ Christian S. Schade (Signature) |
Christian S. Schade, Senior Vice President, Finance and Administration, and Chief Financial Officer (Name/Title) |