SEC 1745 (3-06) |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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Expires: February 28, 2009 |
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Estimated
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o Rule 13d-1(b) | |||
o Rule 13d-1(c) | |||
þ Rule 13d-1(d) |
Page 1 of 11 Pages
CUSIP No. |
379890106 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification No(s). of above person(s) (entities only) BAVP, LP 94-3359700 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,400,920* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
2,400,920* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,400,920* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
Page 2 of 11 pages
CUSIP No. |
379890106 |
1 | NAME OF REPORTING PERSONS I.R.S. Identification No(s). of above person(s) (entities only) Scale Venture Management I, LLC 94-3358904 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
California | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,400,920* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
2,400,920* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,400,920* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
Page 3 of 11 pages
CUSIP No. |
379890106 |
1 | NAME OF REPORTING PERSONS I.R.S. Identification No(s). of above person(s) (entities only) Louis C. Bock |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
US | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,400,920* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
2,400,920* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,400,920* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
Page 4 of 11 pages
CUSIP No. |
379890106 |
1 | NAME OF REPORTING PERSONS I.R.S. Identification No(s). of above person(s) (entities only) Kate Mitchell |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
US | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,400,920* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
2,400,920* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,400,920* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
Page 5 of 11 pages
CUSIP No. |
379890106 |
1 | NAME OF REPORTING PERSONS I.R.S. Identification No(s). of above person(s) (entities only) Rory ODriscoll |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
US | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,400,920* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
2,400,920* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,400,920* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
Page 6 of 11 pages
CUSIP No. |
379890106 |
1 | NAME OF REPORTING PERSONS I.R.S. Identification No(s). of above person(s) (entities only) Mark Brooks |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
US | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,400,920* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
2,400,920* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,400,920* | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
Page 7 of 11 pages
(a) | Name of Issuer | |||||
Glu Mobile, Inc. | ||||||
(b) | Address of Issuers Principal Executive Offices | |||||
1800 Gateway Dr., Second Floor | ||||||
San Mateo, CA 94404 |
(a) | Name of Person Filing | |||||
BAVP, LP; Scale Venture Management I, LLC; Louis C. Bock; Kate Mitchell; Rory | ||||||
ODriscoll and Mark Brooks | ||||||
(b) | Address of Principal Business Office or, if none, Residence | |||||
BAVP, LP: 100 North Tryon Street, Floor 25, Bank of America Corporate Center, Charlotte, NC 28255 | ||||||
Scale Venture Management I, LLC: 950 Tower Lane, Suite 700, Foster City, CA 94404 |
Louis C. Bock: | 950 Tower Lane, Suite 700, Foster City, CA 94404 | |||
Kate Mitchell: | 950 Tower Lane, Suite 700, Foster City, CA 94404 | |||
Rory ODriscoll: | 950 Tower Lane, Suite 700, Foster City, CA 94404 | |||
Mark Brooks: | 950 Tower Lane, Suite 700, Foster City, CA 94404 |
(c) | Citizenship |
(d) | Title of Class of Securities | |||||
Common Stock | ||||||
(e) | CUSIP Number | |||||
834453102 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Amount Beneficially Owned: |
BAVP, LP
|
2,400,920 | (1) | ||
Scale Venture Management I, LLC
|
2,400,920 | (1) | ||
Louis C. Bock
|
2,400,920 | (1) | ||
Kate Mitchell
|
2,400,920 | (1) | ||
Rory ODriscoll
|
2,400,920 | (1) | ||
Mark Brooks
|
2,400,920 | (1) |
page 8 of 11 pages
(b) | Percent of Class: |
BAVP, LP |
8.3 | % | ||
Scale Venture Management I, LLC |
8.3 | % | ||
Louis C. Bock |
8.3 | % | ||
Kate Mitchell |
8.3 | % | ||
Rory ODriscoll |
8.3 | % | ||
Mark Brooks |
8.3 | % |
(c) | Number of shares as to which the person has: |
BAVP, LP |
2,400,920 | (1) | ||
Scale Venture Management I, LLC |
2,400,920 | (1) | ||
Louis C. Bock |
2,400,920 | (1) | ||
Kate Mitchell |
2,400,920 | (1) | ||
Rory ODriscoll |
2,400,920 | (1) | ||
Mark Brooks |
2,400,920 | (1) |
BAVP, LP |
2,400,920 | (1) | ||
Scale Venture Management I, LLC |
2,400,920 | (1) | ||
Louis C. Bock |
2,400,920 | (1) | ||
Kate Mitchell |
2,400,920 | (1) | ||
Rory ODriscoll |
2,400,920 | (1) | ||
Mark Brooks |
2,400,920 | (1) |
(1) | Shares are held by BAVP, LP. Scale Venture Management I, LLC is the General Partner of BAVP, LP. Louis Bock, Kate Mitchell, Rory ODriscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. Includes 101 shares of the Issuers Common Stock a member of Scale Venture Management I, LLC has the right to acquire within 60 days of 12/31/07. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
page 9 of 11 pages
BAVP, LP | SCALE VENTURE MANAGEMENT I, LLC | |||||
By: | Scale Venture Management I,LLC, | |||||
its General Partner | ||||||
By:
|
/s/ Kate Mitchell | By: | /s/ Kate Mitchell | |||
Name: Kate Mitchell | Name: Kate Mitchell | |||||
Title: Managing Member | Title: Managing Member | |||||
By:
|
/s/ Louis C. Bock | By: | /s/ Kate Mitchell | |||
Name: Louis C. Bock | Name: Kate Mitchell | |||||
By:
|
/s/ Rory ODriscoll | By: | /s/ Mark Brooks | |||
Name: Rory ODriscoll | Name: Mark Brooks |
page 10 of 11 pages
BAVP, LP | SCALE VENTURE MANAGEMENT I, LLC | |||||
By:
|
Scale Venture Management I, LLC, | |||||
its General Partner | ||||||
By:
|
/s/ Kate Mitchell | By: | /s/ Kate Mitchell | |||
Name: Kate Mitchell | Name: Kate Mitchell | |||||
Title: Managing Member | Title: Managing Member | |||||
By:
|
/s/ Louis C. Bock | By: | /s/ Kate Mitchell | |||
Name: Louis C. Bock | Name: Kate Mitchell | |||||
By:
|
/s/ Rory ODriscoll | By: | /s/ Mark Brooks | |||
Name: Rory ODriscoll | Name: Mark Brooks |
page 11 of 11 pages