Delaware | 91-2143667 | |
(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
Kevin S. Chou, Esq. Vice President and General Counsel Glu Mobile Inc. 2207 Bridgepointe Parkway Suite 250 San Mateo, CA 94404 |
David A. Bell, Esq. Fenwick & West LLP Silicon Valley Center 801 California Street Mountain View, CA 94041 |
Large accelerated filer o | Accelerated filer þ | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
GLU MOBILE INC. |
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By: | /s/ L. Gregory Ballard | |||
L. Gregory Ballard | ||||
President and Chief Executive Officer | ||||
Signature | Title | Date | ||
/s/ L. Gregory Ballard
|
President, Chief Executive Officer
and Director (Principal Executive Officer) |
March 18, 2009 | ||
*
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Senior Vice President and Chief
Financial Officer (Principal Financial and Accounting Officer) |
March 18, 2009 | ||
*
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Lead Independent Director | March 18, 2009 | ||
*
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Director | March 18, 2009 | ||
*
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Director | March 18, 2009 | ||
*
|
Director | March 18, 2009 | ||
*
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Director | March 18, 2009 | ||
*
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Director | March 18, 2009 | ||
*
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Director | March 18, 2009 |
* | By | /s/ L. Gregory Ballard | |||
L. Gregory Ballard, Attorney-In-Fact | |||||
Incorporated by Reference | ||||||||||||
Exhibit | Filing | Filed | ||||||||||
Number | Exhibit Description | Form | File No. | Exhibit | Date | Herewith | ||||||
4.01 |
Restated Certificate of Incorporation of Glu Mobile Inc. | S-1/A | 333-139493 | 3.02 | 02/14/07 | |||||||
4.02 |
Amended and Restated Bylaws of Glu Mobile Inc. | 8-K | 001-33368 | 99.01 | 10/28/08 | |||||||
4.03 |
Form of Registrants Common Stock Certificate. | S-1/A | 333-139493 | 4.01 | 02/14/07 | |||||||
4.04 |
Amended and Restated Investors Rights Agreement, dated | S-1 | 333-139493 | 4.02 | 12/19/06 | |||||||
as of March 29, 2006, by and among Glu Mobile Inc. and | ||||||||||||
certain investors of Glu Mobile Inc. and the Amendment | ||||||||||||
No. 1 and Joinder to the Amended and Restated Investor | ||||||||||||
Rights Agreement dated May 5, 2006, by and among Glu | ||||||||||||
Mobile Inc. and certain investors of Glu Mobile Inc. | ||||||||||||
4.05 |
2007 Equity Incentive Plan and forms of (a) Notice of | S-1/A | 333-139493 | 10.03 | 02/16/07 | |||||||
Stock Option Grant, Stock Option Award Agreement and | ||||||||||||
Stock Option Exercise Agreement, (b) Notice of | ||||||||||||
Restricted Stock Award and Restricted Stock Agreement, | ||||||||||||
(c) Notice of Stock Appreciation Right Award and Stock | ||||||||||||
Appreciation Right Award Agreement, (d) Notice of | ||||||||||||
Restricted Stock Unit Award and Restricted Stock Unit | ||||||||||||
Agreement and (e) Notice of Stock Bonus Award and Stock | ||||||||||||
Bonus Agreement. | ||||||||||||
4.07 |
Forms of Stock Option Award Agreement (Immediately | 10-Q | 001-33368 | 10.05 | 08/14/08 | |||||||
Exercisable) and Stock Option Exercise Agreement | ||||||||||||
(Immediately Exercisable) under the Glu Mobile Inc. | ||||||||||||
2007 Equity Incentive Plan. | ||||||||||||
4.06 |
2007 Employee Stock Purchase Plan, as amended on | 10-Q | 001-33368 | 10.02 | 08/14/08 | |||||||
April 20, 2007. | ||||||||||||
4.07 |
2007 Employee Stock Purchase Plan, as amended on | 10-K | 001-33368 | 10.05 | 03/13/09 | |||||||
January 22, 2009 | ||||||||||||
5.01 |
Opinion of Kevin S. Chou, Esq. | X | ||||||||||
23.01 |
Consent of Kevin S. Chou, Esq. (included in | S-8 | 333-157959 | 23.01 | 03/13/09 | |||||||
Exhibit 5.01). | ||||||||||||
23.02 |
Consent of PricewaterhouseCoopers LLP, independent | S-8 | 333-157959 | 23.02 | 03/13/09 | |||||||
registered public accounting firm. | ||||||||||||
24.01 |
Power of Attorney (included on signature page to the | S-8 | 333-157959 | 24.01 | 03/13/09 | |||||||
Registration Statement). |