UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) (1) | 08/11/2004(2) | 08/11/2014 | Common Stock | 10,416 | $ 8 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bruce Douglas Michael C/O STEREOTAXIS, INC. 4041 FOREST PARK AVE. ST.LOUIS, MO 63108 |
 |  |  Sr. VP, Research & Development |  |
/s/ James M. Stolze, Attorney-in-Fact for Douglas M. Bruce | 08/11/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options were deemed granted effective concurrently with the Company entering into a firm commitment underwriting agreement for the sale of its common stock to the public, which occurred on August 11, 2004. |
(2) | These options were exercisable 25% on the first anniversary of the grant date and 2.0833% each month thereafter. The date indicated above is the grant date. |
 Remarks: This Form 3/A is being filed to include an option award that had been previously disclosed in the Company's Prospectus dated  August 12, 2004 (File No. 333-115253) issued in connection with its initial public offering, the Company's Proxy Statement  filed April 14, 2005 and all subsequent filings under the Securities and Exchange Act of 1934, but which was inadvertently  omitted in Mr. Bruce's initial Form 3 filed on August 11, 2004. |