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FORM 4 |
OMB APPROVAL
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[ ] | Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
OMB Number: | 3235-0287 | |
Expires: | January 31, 2005 | |||
Estimated average burden hours per response |
0.5 | |||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company
Act of 1940
(Print or Type Responses) | ||||||||
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1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting Person(s) to issuer | ||||||
(Check all Applicable) | ||||||||
[X] Director | [X] 10% Owner | |||||||
Allen | Paul | G. | Charter Communications, Inc. - CHTR | [X] Officer (give title below) | [ ] Other (specify below) | |||
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(Last) | (First) | (Middle) | 3. I.R.S. Identification | 4. Statement for | ||||
Number of Reporting | Month/Year 6/02 | Chairman | ||||||
c/o Charter
Communications, Inc.
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Person, if
an entity (Voluntary) |
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(Street) | 5. If Amendment, Date of Original) |
7. Individual
or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person |
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12405 Powercourt Drive | (Month/Year) | [ ] Form filed by More than One Reporting Person | ||||||
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(City) | (State) | (Zip) | ||||||
St. Louis | MO | 63131 |
1. Title of Security (Instr. 3) |
2. Transaction
Date (Month/ Day/ Year) |
3. Transaction Code (Instr. 8)
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4.
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4
and 5) |
5. Amount
of Securities Beneficially Owned at End of Month (Instr. 3
and 4) |
6. Ownership
Form: Direct (D) or Indirect (I)
(Instr. 4) |
7.
Nature of Indirect Beneficial Ownership
(Instr. 4) |
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Code | V |
Amount
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(A) or (D)
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Price
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Class A Common Stock | 6/27/02 | P |
637,724
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A | $3.1393 | |||||||||||||||||||||
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Class A Common Stock | 6/27/02 | P |
196,376
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A | $3.30 | |||||||||||||||||||||
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Class A Common Stock | 6/27/02 | P |
165,900
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A | $3.2730 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
39,500
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A | $3.6448 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
11,700
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A | $3.6812 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
214,605
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A | $3.8973 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
66,700
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A | $3.999 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
91,588
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A | $4.00 | |||||||||||||||||||||
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1. Title of Security (Instr. 3) |
2. Transaction
Date (Month/ Day/ Year) |
3. Transaction Code (Instr. 8)
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4.
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4
and 5) |
5. Amount
of Securities Beneficially Owned at End of Month (Instr. 3
and 4) |
6. Ownership
Form: Direct (D) or Indirect (I)
(Instr. 4) |
7.
Nature of Indirect Beneficial Ownership
(Instr. 4) |
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Code | V |
Amount
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(A) or (D)
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Price
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Class A Common Stock | 6/28/02 | P |
36,700
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A | $4,0371 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
99,500
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A | $4.2382 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
93,756
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A | $4.2416 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
75,000
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A | $4.2367 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
144,997
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A | $4.2395 | |||||||||||||||||||||
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Class A Common Stock | 6/28/02 | P |
3,125,954
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A | $4.25 |
18,431,870
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D
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Explanation of Responses: | ||
FORM 4 (continued)
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/ Day/ Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/ Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||||||||||||||||||||||||
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Code
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V
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(A)
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(D)
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||||||||||||||||||||||||||
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Explanation of Responses: | ||||
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. | ||||
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||||
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Note: File three copies of this Form, one of which must
be manually signed. If space is insufficient, see Instruction 6 for
procedure. |
/s/ JOSEPH FRANZI |
July 1, 2002 |
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**Signature of Reporting Person |
Date
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Potential persons who are to respond to the
collection of information contained in this form are not required to respond
unless the form displays a currently valid OMB Number. |
Joseph Franzi as Attorney-in-Fact for Paul G. Allen pursuant to a Power of Attorney filed with the Reporting Person's Schedule 13G for Pathogenesis, Inc. on August 30, 1999 and incorporated by reference herein. |