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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tu Guo Shen 13/F, SHENZHEN SPECIAL ZONE PRESS TOWER SHENNAN ROAD FUTIAN, SHENZHEN, F4 518034 |
X | X | Chief Executive Officer |
/s/ Guo Shen Tu | 08/26/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 11, 2010, the Reporting Person was granted 2,000,000 shares of restricted stock under the Issuer's 2007 Equity Incentive Plan, as amended, which shall vest over 5 years. |
(2) | Whitehorse Technology Limited, a British Virgin Island company ("Whitehorse"), is wholly owned by the Reporting Person. The Reporting Person exercises investment discretion and control over the shares of common stock of the issuer held by Whitehorse and may be deemed the beneficial owner of the shares of common stock beneficially owned by it. |
(3) | Mr. Tu expressly disclaims beneficial ownership of these shares owned by Ms. Li Zhi Qun, Mr. Tu's spouse, except to the extent of his pecuniary interest therein. |