CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 26-1277040
PWA Real Estate, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
363,500
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
363,500
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
363,500
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.87%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Private Wealth Adv 401K PSP FBO John M. Schneider
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
331,800
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
331,800
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
331,800
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.62%
|
||
14
|
TYPE OF REPORTING PERSON
EP
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
3,200
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
3,200
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,200
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
6,650
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
6,650
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,650
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
7,350
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
7,350
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,350
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.06%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
810
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
810
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
810
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.01%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 46-4362294
Dharma Group Insurance Co.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
305,176
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
305,176
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
305,176
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.41%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Carla Frank
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
14,860
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
14,860
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,860
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.12%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 37-1537653
PWA Securities, Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Pennsylvania
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
28,000
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
28,000
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.22%
|
||
14
|
TYPE OF REPORTING PERSON
BD
|
CUSIP No.: 00760J108 |
1
|
NAMES OF REPORTING PERSONS:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
John M. Schneider
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
127,600
|
|
8
|
SHARED VOTING POWER
1,188,946
|
||
9
|
SOLE DISPOSITIVE POWER
127,600
|
||
10
|
SHARED DISPOSITIVE POWER
1,188,946
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
127,600
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.01%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No.: 00760J108 |
ITEM 1.
|
SECURITY AND ISSUER:
|
Common Stock
AEHR Test Systems
400 Kato Terace
Fremont, CA 94539
|
|
ITEM 2.
|
IDENTITY AND BACKGROUND:
|
(a) This statement is being filed by (i) PWA Real Estate, LLC ("PWARE") with respect to the 363,500 Shares of the Issuer beneficially owned by it; (ii) Private Wealth Adv 401K PSP FBO John M. Schneider (the "401K Plan") with respect to the 331,800 Shares of the Issuer beneficially owned by it; (iii) John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 (the "UTMA account for Alexandria") with respect to the 3,200 Shares of the Issuer beneficially owned by it; (iv) John Schneider custodian FBO Helena Schneider UTMA Pa until Age 21 (the "UTMA account for Helena") with respect to the 6,650 Shares of the Issuer beneficially owned by it; (v) John Schneider custodian FBO Beatrice Schneider UTMA Pa until Age 21 (the "UTMA account for Beatrice") with respect to the 7,350 Shares of the Issuer beneficially owned by it; (vi) John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 (the "UTMA account for Ava" and together with the UTMA account for Alexandria, the UTMA account for Helena and the UTMA account for Beatrice, the "UTMA accounts") with respect to the 810 Shares of the Issuer beneficially owned by it; (vii) Dharma Group Insurance Co. ("Dharma") with respect to 305,176 Shares of the Issuer beneficially owned by it; (viii) Carla Frank (Frank) with respect to the 14,860 Shares of the Issuer beneficially owned by it; (ix) PWA Securities, Inc. (PWA Securities) with respect to the 28,000 Shares of the Issuer beneficially owned by it; and (x) John M. Schneider with respect to 127,600 Shares of the Issuer owned by him as well as the Shares beneficially owned by PWARE, the 401K Plan, the UTMA accounts, Dharma, Frank and PWA Securities. As the sole member of PWARE, the sole beneficiary of the 401K Plan, the custodian for the UTMA accounts, the sole owner of Dharma, the advisor to Frank and a fifty-percent owner with control over trading transactions of PWA Securities, John M. Schneider may be deemed the beneficial holder of the Shares held by PWARE, the 401K Plan, the UTMA accounts, Dharma, Frank and PWA Securities which, when added together, total 1,188,946 Shares representing 9.39% of the issued and outstanding Shares of the Issuer.
(b) Address of Principal Business Office or, if none, Residence:
PWA Real Estate, LLC - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
Private Wealth Adv 401K PSP FBO John M. Schneider - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
Dharma Group Insurance Co. - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
Carla Frank - 1729 Holmes Drive, Sewickley. PA 15143
PWA Securities, Inc. - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
John M. Schneider - 905 Beaver Street, Sewickley, PA 15143
(c) Present or Principal Occupation or Employment, or Principal Business:
PWA Real Estate, LLC - Principal business is real estate holdings.
Private Wealth Adv 401K PSP FBO John M. Schneider - N/A
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - N/A
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - N/A
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - N/A
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - N/A
Dharma Group Insurance Co. - Principal business is insurance.
Carla Frank - N/A
PWA Securities, Inc. - Principal business is providing broker-dealer services.
John M. Schneider - Principal employment is Financial Advisor
Private Wealth Advisors, Inc.
4900 Perry Highway, Suite 300
Pittsburgh, PA 15229
(d) Conviction of Criminal Proceedings: N/A
(e) Civil Proceedings: N/A
(f) Citizenship:
PWA Real Estate, LLC - Pennsylvania
Private Wealth Adv 401K PSP FBO John M. Schneider - United States of America
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - United States of America
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - United States of America
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - United States of America
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - United States of America
Dharma Group Insurance Co. - Delaware
Carla Frank - United States of America
PWA Securities, Inc. - United States of America
John M. Schneider - United States of America
|
CUSIP No.: 00760J108 |
ITEM 3.
|
SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION:
|
PWA Real Estate, LLC - Income from operations and a total amount of funds used in making the purchases of $679,890.24.
Private Wealth Adv 401K PSP FBO John M. Schneider - Readily available assets in the plan and a total amount of funds used in making the purchases of $510,215.46.
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $8,480.80.
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $17,488.13.
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $19,798.73.
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $1,987.50.
Dharma Group Insurance Co. - Income from operations and a total amount of funds used in making the purchases of $755,884.11.
Carla Frank Personal funds and a total amount of funds used in making the purchases of $43,736.98.
PWA Securities, Inc. - Income from operations and a total amount of funds used in making the purchases of $81,741.78.
John M. Schneider - Income from employment and a total amount of funds used in making the purchases of $345,256.28.
|
|
ITEM 4.
|
PURPOSE OF TRANSACTION:
|
The shares purchased have been acquired for investment.
(d) John Schneider, the reporting person, expects to become a member of the Board of Directors of the Issuer, contingent upon the results of a background check and final unanimous consent of the Issuer's Board of Directors. Mr. Schneider has no plans to change the number or term of the diretors of the Issuer.
|
|
ITEM 5.
|
INTEREST IN SECURITIES OF THE ISSUER:
|
(a) Amount beneficially owned:
1,188,946
Percent of class:
9.39% (based on the shares of Common Stock outstanding as of November 26, 2014)
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
PWA Real Estate, LLC - 363,500
Private Wealth Adv 401K PSP FBO John M. Schneider - 331,800
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 3,200
John Schneider custodian FBO Helena Schneider UTMA Pa until Age 21 - 6,650
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 7,350
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - 810
Dharma Group Insurance Co. - 305,176
Carla Frank - 14,860
PWA Securities, Inc. - 28,000
John M. Schneider - 127,600
(ii) Shared power to vote or to direct the vote:
John M. Schneider - 1,188,946
(iii) Sole power to dispose or to direct the disposition of:
PWA Real Estate, LLC - 363,500
Private Wealth Adv 401K PSP FBO John M. Schneider - 331,800
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 3,200
John Schneider custodian FBO Helena Schneider UTMA Pa until Age 21 - 6,650
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 7,350
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - 810
Dharma Group Insurance Co. - 305,176
Carla Frank - 14,860
PWA Securities, Inc. - 28,000
John M. Schneider 127,600
(iv) Shared power to dispose or to direct the disposition of:
John M. Schneider - 1,188,946
(c) Description of transactions: The following purchases were effected in the past 60 days: See Exhibit A
(d) N/A
(e) N/A
|
|
ITEM 6.
|
CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER:
|
1. Non-Disclosure Agreement between John Schneider and AEHR Test Systems, a California corporation, dated November 5, 2014.
2. Common Stock Purchase Agreement between investors and AEHR Test Systems, a California corporation, dated November 24, 2014.
|
|
ITEM 7.
|
MATERIALS TO BE FILES AS EXHIBITS:
|
See attached Exhibits A and B
|
PWA Real Estate, LLC | |||
Date: November 30, 2014
|
By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
President
|
||
Private Wealth Adv 401K PSP FBO John M. Schneider | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
Owner
|
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
|
||
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
|
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
|
||
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
|
Dharma Group Insurance Co. | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
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|
Name: |
John M. Schneider
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||
Title: |
President
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Carla Frank | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
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Name: |
John M. Schneider
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||
Title: |
Advisor
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PWA Securities, Inc. | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
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||
Title: |
President
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||
John M. Schneider | |||
Date: November 30, 2014 | By: |
/s/ John M. Schneider
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|
Name: |
John M. Schneider
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||
Title: |
President
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CUSIP No.: 00760J108 |
PWA REAL ESTATE, LLC | |||
Dated: November 30, 2014
|
By:
|
/s/ John M. Schneider | |
Name: | John M. Schneider | ||
Title: | President |
PRIVATE WEALTH ADV 401K PSP FBO JOHN M. SCHNEIDER | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | Owner |
JOHN SCHNEIDER CUSTODIAN FBO ALEXANDRIA SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian |
JOHN SCHNEIDER CUSTODIAN FBO HELENA SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian |
JOHN SCHNEIDER CUSTODIAN FBO BEATRICE SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian | ||
JOHN SCHNEIDER CUSTODIAN FBO AVA SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian | ||
DHARMA GROUP INSURANCE CO. | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | President |
CARLA FRANK | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | Advisor | ||
PWA SECURITIES, INC. | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | President | ||
/s/ John M. Schneider |