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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (2) | $ 0 | 12/13/2010 | C | 427,633 | (2) | (2) | Class A Common Stock (3) | 427,633 | $ 0 | 528,401 (1) | I | By Benson A. Riseman Living Trust | |||
Class B Common Stock (2) | $ 0 | 12/13/2010 | C | 39,596 | (2) | (2) | Class A Common Stock (3) | 39,596 | $ 0 | 46,762 (1) | I | By Benson A Riseman Grantor Retained Annuity Trust | |||
Class B Common Stock (2) | $ 0 | 12/13/2010 | C | 15,555 | (2) | (2) | Class A Common Stock (3) | 15,555 | $ 0 | 11,470 (1) | I | By Benson A. Riseman Irrevocable Life Insurance Trust | |||
Class B Common Stock (2) | $ 0 | (2) | (2) | Class A Common Stock | 4,937 | 4,937 (1) | I | Benson Riseman 2010 GRAT |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Riseman Benson A 605 E. HUNTINGTON DRIVE, SUITE 205 MONROVIA, CA 91016 |
X |
/s/ Lina Davidian as attorney-in-fact for Benson A. Riseman | 12/14/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is the trustee of the trust. |
(2) | The Class B Common Stock is convertible at the holder's option into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
(3) | The holder elected to convert the shares of Class B Common Stock into Class A Common Stock, which Class A Common Stock has no exercisable date or expiration date. |