UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ubequity Capital Partners, Inc. 36 LOMBARD STREET SUITE 700 TORONTO, A6 M5C2X3 |
 |  X |  |  |
Doane Martin 36 LOMBARD STREET SUITE 700 TORONTO, A6 M5C2X3 |
 |  X |  Global Managing Director & CEO |  |
Calsbeck Bill 36 LOMBARD STREET SUITE 700 TORONTO, A6 M5C2X3 |
 |  X |  Global Managing Director |  |
/s/ Martin Doane Global Managing Director, on behalf of Ubequity Capital Partners, Inc. | 02/01/2011 | |
**Signature of Reporting Person | Date | |
/s/ Martin Doane | 02/01/2011 | |
**Signature of Reporting Person | Date | |
/s/ Bill Calsbeck | 02/01/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned directly by 2251442 Ontario Inc. ("Ontario"). |
(2) | As the sole shareholder of Ontario, Ubequity Capital Partners, Inc. ("Ubequity") may be deemed to be the beneficial owner of the Issuer's securities held by Ontario. |
(3) | As the Global Managing Directors of Ubequity, Martin Doane and Bill Calsbeck may be deemed to be beneficial owners of the Issuer's securities held by Ontario. Martin Doane is the Vice President, Secretary and a Director of the Issuer and filed a previous Form 3 indicating those positions prior to becoming a beneficial owner of the Issuer; thus, this Form is intended to replace Martin Doane's previous Form 3. |
 Remarks: This Form is filed for the following reporting persons: (i) Ubequity Capital Partners, Inc.; (ii) Martin Doane; and (iii) Bill Calsbeck. |