1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
02/27/2010(1)
|
02/26/2019 |
Common Stock
|
1,443
|
$
13.56
|
D
|
Â
|
Employee Stock Option (right to buy)
|
02/26/2011(2)
|
02/25/2020 |
Common Stock
|
1,042
|
$
22.92
|
D
|
Â
|
Employee Stock Option (right to buy)
|
02/28/2012(3)
|
02/27/2021 |
Common Stock
|
1,600
|
$
31.395
|
D
|
Â
|
Employee Stock Option (right to buy)
|
02/28/2013(4)
|
02/27/2022 |
Common Stock
|
2,154
|
$
24.965
|
D
|
Â
|
Employee Stock Option (right to buy)
|
02/28/2014(5)
|
02/27/2023 |
Common Stock
|
2,402
|
$
27.765
|
D
|
Â
|
Employee Stock Option (right to buy)
|
10/18/2014(6)
|
10/17/2023 |
Common Stock
|
15,588
|
$
31.44
|
D
|
Â
|
Employee Stock Option (right to buy)
|
01/30/2015(7)
|
01/29/2024 |
Common Stock
|
12,336
|
$
38.155
|
D
|
Â
|
Employee Stock Option (right to buy)
|
01/29/2016(8)
|
01/28/2025 |
Common Stock
|
14,821
|
$
43.45
|
D
|
Â
|
Restricted Stock Units (cash-settled)
|
03/01/2013(9)
|
Â
(11)
|
Common Stock
|
134
(12)
|
$
(13)
|
D
|
Â
|
Restricted Stock Units (cash-settled)
|
03/01/2014(10)
|
Â
(11)
|
Common Stock
|
288
(12)
|
$
(13)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
On 2/27/2009 the reporting person was granted 2,886 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(2) |
On 2/26/2010 the reporting person was granted 1,942 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(3) |
On 2/28/2011 the reporting person was granted 1,600 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(4) |
On 2/29/2012 the reporting person was granted 2,154 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(5) |
On 2/28/2013 the reporting person was granted 2,402 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(6) |
On 10/18/2013 the reporting person was granted 15,588 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(7) |
On 1/30/2014 the reporting person was granted 12,336 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(8) |
On 1/29/2015 the reporting person was granted 14,821 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date. |
(9) |
On 2/29/2012 the reporting person was granted 538 cash-settled restricted stock units. 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"), and (b) on each of the three subsequent anniversaries following the first anniversary of the Vest Date. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. |
(10) |
On 2/28/2013 the reporting person was granted 576 cash-settled restricted stock units. 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"), and (b) on each of the three subsequent anniversaries following the first anniversary of the Vest Date. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be. |
(11) |
N/A |
(12) |
These cash-settled restricted stock units were inadvertently omitted from the reporting person's original Form 3. |
(13) |
Each restricted stock unit represents a right to receive a cash payment in an amount equal to the value of one share of COLM common stock. The restricted stock units will be settled in cash on the designated vesting dates. |