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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
LLC Units | $ 0 (1) | 05/10/2006 | D | 2,407 (2) | 06/01/2004 | (3) | Common Stock | 3,632 | $ 0 | 165,442 | D | ||||
LLC Units | $ 0 (1) | 01/02/2007 | D | 3,933 (4) | 06/01/2004 | (3) | Common Stock | 5,935 | $ 0 | 161,509 | D | ||||
LLC Units | $ 0 (1) | 01/29/2009 | J | 13,363 (5) | 06/01/2004 | (3) | Common Stock | 20,167 | $ 0 | 174,872 | D | ||||
LLC Units | $ 0 (1) | 03/05/2009 | J | 174,872 (6) | 06/01/2004 | (3) | Common Stock | 263,904 | $ 0 | 0 | D | ||||
LLC Units | $ 0 (1) | 01/29/2009 | J | 1,654 (7) | 06/01/2004 | (3) | Common Stock | 2,497 | $ 0 | 21,654 | I | Wallis LLC | |||
LLC Units | $ 0 (1) | 03/05/2009 | J | 21,654 (8) | 06/01/2004 | (3) | Common Stock | 32,679 | $ 0 | 0 | I | Wallis LLC |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WALLIS W MARK 1745 SHEA CENTER DRIVE SUITE 200 HIGHLANDS RANCH, CO 80129 |
Sr Exec Vice President |
W. Mark Wallis | 03/18/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | There is no conversion price for these securities. |
(2) | On May 10, 2006, the reporting person exchanged 2,407 Series A OPPS for 150,000 Series D OPPS, which never vested. |
(3) | There is no expiration date for these securities. |
(4) | On January 2, 2007, the reporting person exchanged 3,933 Series A OPPS for 172,500 Series E OPPS which will be valued for vesting on December 31, 2009. |
(5) | As a result of a special dividend declared November 10, 2008, and paid January 29, 2009, to all stockholders of record on December 9, 2008, the reporting person received these additional limited partnership units of United Dominion Realty, L.P. ("UDRLP"), which the reporting person received in connection with the dissolution of UDR Out-Performance I, LLC in December 2007. |
(6) | On March 5, 2009, the reporting person received 263,904 shares of common stock upon the conversion of 174,872 limited partnership units of UDRLP, which the reporting person received in connection with the dissolution of UDR Out-Performance I, LLC in December 2007. |
(7) | As a result of a special dividend declared November 10, 2008, and paid January 29, 2009, to all stockholders of record on December 9, 2008, the reporting person received these additional limited partnership units of UDRLP. |
(8) | On March 5, 2009, the reporting person received 32,679 shares of common stock upon the conversion of 21,654 limited partnership units of UDRLP, which the reporting person received in connection with the dissolution of UDR Out-Performance I, LLC in December 2007. |