UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 28, 2007
Dana Corporation
(Exact name of registrant as specified in its charter)
| |
|
|
|
|
| Virginia
|
|
1-1063
|
|
34-4361040 |
|
|
|
|
|
|
| (State or other jurisdiction
|
|
(Commission File Number)
|
|
(IRS Employer |
| of incorporation)
|
|
|
|
Identification Number) |
| |
|
|
| 4500 Dorr Street, Toledo, Ohio
|
|
43615 |
|
|
|
|
| (Address of principal executive offices)
|
|
(Zip Code) |
Registrant’s telephone number, including area code: (419) 535-4500
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
| o |
|
Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
| |
| o |
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
| |
| o |
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
| |
| o |
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 7.01. Regulation FD Disclosure.
On
March 28, 2007, Dana Corporation (Dana) filed its unaudited Monthly Operating Reports for
the months ended December 31, 2006 and January 31, 2007 with the United States Bankruptcy Court for
the Southern District of New York (the Bankruptcy Court) (In re Dana Corporation, et al., Case No.
06-10354 (BRL)). Copies of those reports are contained in the attached Exhibits 99.1 and 99.2
These Monthly Operating Reports were prepared solely for the purpose of complying with the
monthly reporting requirements of, and are in a format acceptable to, the Office of the United
States Trustee, Southern District of New York, and they should not be relied upon for investment
purposes. The Monthly Operating Reports are limited in scope and cover a limited time period. The
financial information that they contain is unaudited.
The financial statements in the Monthly Operating Reports are not prepared in accordance with
accounting principles generally accepted in the United States of America (GAAP). The Monthly
Operating Reports present condensed financial information of Dana and its debtor and non-debtor
subsidiaries with Dana Credit Corporation (DCC) accounted for on an equity basis, rather than on a
consolidated basis as required by GAAP.
Readers should not place undue reliance upon the financial information in the Monthly
Operating Reports, as there can be no assurance that such information is complete. The Monthly
Operating Reports may be subject to revision. The information in the Monthly Operating Reports
should not be viewed as indicative of future results.
Additional information about Dana’s filing under the Bankruptcy Code, including access to
court documents and other general information about the Chapter 11 cases, is available online at
http://www.dana.com/reorganization.
The Monthly Operating Reports are being furnished for informational purposes only and shall
not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that section, nor shall they be deemed
incorporated by reference in any filing under the Securities Act of 1933, as amended, except as
otherwise expressly stated in such filing. The filing of this Form 8-K shall not be deemed an
admission as to the materiality of any information herein that is required to be disclosed solely
by Regulation FD.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| |
99.1 |
|
Dana Corporation’s Monthly Operating Report for the Month Ended
December 31, 2006 (furnished but not filed) |
| |
| |
99.2 |
|
Dana Corporation’s Monthly Operating Report for the Month Ended
January 31, 2007 (furnished but not filed) |
2